INTRODUCTION
Autism is a life-long neuropsychiatric
disorder that begins early in life and presents with deficits in social
relationships and communication, as well as delayed cognitive development.
Since autism was described as a disorder caused by family and environment
related factors half a century ago, it has been understood that autism is
frequently accompanied by mental retardation, epileptic disorders, and EEG
abnormalities (Eigisti and Shapiro, 2003). A large number of genetic studies,
in addition to anatomical, physiological, histological, and functional studies
about the brain have provided important data showing that this complicated
syndrome is a neurobiological disorder (Lainhart, 2006). Despite the neurobiological
findings, it is not yet possible to say that the underlying brain regions or
mechanisms have been identified.
During the time since Kanner defined autism
many structural and functional brain imaging studies have been conducted to
investigate the neuroanatomical abnormalities in autism. These imaging studies
have been very important regarding efforts to explain the neuroanatomy and pathophysiology of autism. Nonetheless, while
evaluating neuroimaging studies of
autism, one must consider that the results come from studies of varying design
and that the results have been explained by different pathophysiological
mechanisms; therefore, an integrative evaluation of their results is necessary.
The purpose of the present review was to provide an integrated overview of
recent neuroimaging studies. We searched PubMed for relevant studies using the
keywords autism, autism spectrum disorders (ASD), neuroimaging, computerized
tomography (CT), magnetic resonance imaging (MRI), functional magnetic
resonance imaging (fMRI), magnetic resonance spectroscopy (MRS), positron
emission tomography (PET), single-photon emission computerized tomography
(SPECT), and diffusion tensor imaging (DTI). As the aim was to review studies
of the last decade, we searched for studies published between 1997 and 2007
that included a control group or a homogenous and large sample, matched the
control and sample groups, and those that were considered pioneering in the
field. Furthermore, the Turkish literature was searched using search engines
other than PubMed. Those studies' data and the Turkish data were included in
the study.
STRUCTURAL BRAIN IMAGING IN AUTISM
The finding that autistic children have
larger head circumferences than those of
healthy children led to subsequent structural brain imaging studies (Courchesne
et al., 2004). In a Turkish sample of 40 children with autism evaluated with
EEG, CT, and MRI, 53% were observed to have EEG abnormalities, and cranial
pathology was observed in 22% and 24% of the children according to CT and MRI,
respectively (Yorbık et al., 2001). Considering the findings on head
circumference and post-mortem studies, initial structural neuroimaging studies
focused on the total volume of the brain, then individual brain regions were
evaluated in order to identify the brain structures that cause increased brain
volume. Structural brain imaging studies and their fundamental findings are
summarized in Table I.
Total Brain Volume
Ever since Kanner's definition of autism,
larger head circumference in autistic children has been observed as a frequent
finding in neuroimaging and post-mortem studies (Courchesne et al, 2004). In a
case-controlled cohort study by Bolton et al. (2001), male babies with
macrocephaly aged between 5 and 12 months were 5 times more likely to be
diagnosed with autism after the age of 1 year than babies with normal head
circumference. Brain imaging studies show the relationship between head
circumference and brain volume, both in individuals with autism and normal
individuals (Bartholomeusz et al., 2002). Therefore, brain volume studies using
both head circumference and imaging methods are used as source of information
about total brain volume.
In head circumference follow-up studies,
while the head circumferences of autistic children were within the normal range
at birth, acceleration in the increase of head circumference was observed
towards 1 year of age. In 14%-30% of these children an accelerated growth in
head circumference occurred through the first year of life and reached the limits
of macrocephaly (> 97P), while in 20%-95% of these children a head
circumference 10% (mean) larger than that
of normal controls was observed. These findings might indicate a developmental
disorder in brain regions responsible for higher cognitive functions develops
later in life, such as the frontal cortex (Fidler et al., 2000; Miles et al.,
2000; Courchesne et al., 2001). After infancy the accelerated growth of head
circumference gradually slows down, even falls behind head circumference growth
in normally developing children. The difference in head circumference and
growth rate in autism loses its significance with the onset of childhood. In
adolescence and adulthood there are no significant differences in autistic
cases and healthy individuals in terms of head circumference and brain volume
(Lainhart et al., 1997; Bolton et al., 2001). Although it is not a specific
finding, it is striking that the accelerated growth in head circumference
begins before the onset of clinical symptoms. Nonetheless, the importance of
accelerated head growth in autistic disorder, whether it is a primary cause of
the disorder or it develops secondary to the pathology, are questions that
remain to be answered. On the other hand, during the evaluation of these
results it should be noted that in the early years of life head circumference
and brain volume could be influenced by many different genetic and
environmental factors.
In the
following brain imaging studies, total brain volume, which was normal at birth,
was observed to increase in the cortical white and grey matter between 2-4
years of age, and total brain volume was 6%-10% greater than that of normal
controls, but in the following years (age 6-16 years) there was a decrease,
even halt, in the rate of volume increase, after which white and grey matter
volume was similar to that of normal controls (Aylward et al., 2002; Sparks et
al., 2002; Courchesne et al., 2004, 2005). Data on brain volume in autism is
generally derived from the cross-sectional evaluation of different age groups.
The need for brain volume follow-up studies with samples followed from infancy
to adulthood is confirmed in the literature.
There are also
studies that compared total brain volume between different developmental
disorders or between different types of pervasive developmental disorders
(PDD). The results of one structural MRI study of developmental disorders
indicated that the descending brain volume ranking was a follows: High
functioning autism (HFA), low functioning autism, developmental language disabilities, normal controls, and mental retardation (Filipek et
al., 1992). In a study in which the rate of head circumference growth in
birth-2-year-olds with autism and pervasive developmental disorder not
otherwise specified (PDD-NOS) was compared, autistic children had a faster rate
of head circumference growth between months 6 and 14, which was suggested as
being related to a more severe prognosis (Courchesne et al., 2003).
Despite the increased total brain volume the
status of brain metabolism has only been studied during the last decade,
following technical developments. In MRS studies of autistic children with
increased brain volume, despite the increased volume N-acetyl aspartate (NAA),
creatine, and myo-inositol levels were low.
Although the decrease in these metabolites, which are usually found in
neuron bodies and axons, and the increase in brain volume appears conflicting,
these findings were explained by several different mechanisms. The glial cells,
dendrites, and synapses, rather than neurons, could be responsible for the
increase in total brain volume, and other mechanisms, such as axodendritic
pruning, programmed cell death, and neuro-inflammation (Freidman et al., 2003).
In post-mortem studies large-volume neurons
were detected in some areas of the brain in children, while there was a
decrease in the volume and number of neurons with progressing age, which were
thought to be the results of pathophysiological process underlying brain volume
alterations (Courchesne et al., 2004). Findings about volumetric increase have
led to different hypotheses related to pathogenesis, such as dendritic
branching, increases in new synapse production and axonal myelinization, the
development of non-targeted and complex networks due to a decrease in dendritic
and synaptic pruning, and the existence of numerous, yet smaller and densely
settled neurons.
Alterations in Grey and White Matter
Volumetric enlargement is reported to be 18%
in grey matter and 38% in white matter (Courchesne et al., 2001; Herbet et al.,
2003). During adolescence, when the growth rate slows down and brain volume
reduces to that similarly observed in normal controls, a decrease in volumetric
growth in both grey and white matter is reported. In comparison to each other
the rate of white matter volumetric growth is observed to slow down more than
that of grey matter (Lainhart, 2006). When the quantity of white and grey
matter in different regions is studied, the results seem contradictory. In
adolescents with autism white matter in the right frontotemporal and
fronto-occipital regions decreases relatively more, whereas in the
frontostriatal and cerebellar regions grey matter decreases relatively more
(Waiter et al., 2004, 2005). In a cortical sulcal mapping study of brain
surface anatomy, deviation of major sulci in the frontal and temporal regions
were reported, and these findings indicate interruption in cortical development
(Levitt et al., 2003).
DTG research, which allows the study of white
matter integrity, has attracted interest due to such hypotheses as, there is a
reduction in the number of connections between distant regions of the brain and
an increase in the connections between closer regions of the brain in autism.
The findings of DTG studies suggest defects in white matter diffusion patterns
in the medial and dorsolateral prefrontal cortex, temporoparietal cortex, and
in the frontal region of the corpus callosum (Barnea-Goraly et al., 2004).
Moreover, most studies report defects in white matter patterns in the corpus
callosum and frontal lobe (Bashat et al., 2007; Keller et al., 2007).
Cerebral Cortex
Findings of increased total brain volume led
to structural imaging studies that investigated the core brain regions
responsible for the excess growth. The volume of different regions of the brain
were adjusted according to total brain volume and then were compared to normal
controls. The fundamental finding is that volumetric enlargement is due to an
increase in grey and white matter in the cerebral cortex, cerebellum, and
limbic structures. When different lobes of the brain were compared excessive
volumetric growth was observed in the frontal, temporal, and parietal lobes
(Carper and Courchesne, 2000; Carper et al., 2002; Sparks et al., 2002).
Detailed studies of the frontal lobe, which was reported to have the greatest
volumetric increase, showed that there was an increase in volume, especially in
the medial frontal cortex, which includes the dorsolateral prefrontal cortex
and frontal cingulate cortex (Carper et al., 2002; Carper and Courchesne,
2005).
MRS studies, despite volumetric increase,
reported lower NAA and creatine levels in the cerebral cortex and cerebellum
(DeVito et al., 2007).
Limbic Structures
The pathological events that affect the
temporal lobes, especially the amygdala and hippocampus, are thought to be
related to autistic-like symptoms. In post-mortem studies, densely packed small
neurons were repeatedly reported in these regions (Bauman and Kemper, 2005). In
structural MRI studies bilateral volumetric increase in the amygdala was
frequently observed, especially in HFA patients (Howard et al., 2000); however,
there is a remarkable number of studies that report normal or reduced amygdala
volume (Eigisti and Shapiro, 2003). Spark et al. (2002) compared patients with
PDD-NOS to patients with autism and reported larger amygdala volume in the
autism group, suggesting that amygdala enlargement might be related to the
disorder's severity. In adult autistic patients hippocampal volume was reported
to be reduced (Aylward et al., 1999) or normal (Sparks et al., 2002). The
planum temporale, which is located on the upper part of temporal lobe, has been
studied because it is the receptive speech region. This region is usually
expected to be asymmetrically large in the hemisphere in which speech is
located, yet in autism studies this asymmetry has not been reported (Rojas et
al., 2002). This finding is accepted as a sign of early developmental deficits
in autism and is thought to be responsible for the pathologies underlying language
incapability in autism.
Cerebellum
One of the most repeated findings in
post-mortem studies is a reduction in the number of Purkinje's cells in the
cerebellum. Imaging studies have reported volumetric reduction (Hashimoto et
al., 1995; Courchesne et al., 2001), and volumetric enlargement and no
volumetric change (Sparks et al., 2002) in the cerebellar hemispheres and
vermis lobules VI and VII (upper vermis, declive, folium and tuber). Regarding
these findings, researchers have reported that autistic disorder might have 2
sub-types, in terms of cerebellar pathology, which is related to IQ level
(Courchesne et al., 1994), and that autism is related greater volumetric
reduction in the cerebellum, that mental retardation is related more to
volumetric enlargement in the cerebellum (Piven et al., 1997), and that the
cerebellum is one of the most affected regions. Moreover, researchers also
posit that volumetric enlargement in the frontal lobe and volumetric reduction
in the cerebellum might be related. Insufficient inhibitory signals from the
reduced number of Purkinje cells and an increase in excitatory signals from the
cerebellum were suggested to be related to volumetric enlargement in the
frontal lobe (Courchesne et al., 2004). Allen and Courchesne (2003) emphasized
that the ability to learn the predictive relationships between subsequent
events, which is governed by the cerebellum, might deteriorate in parallel with
volumetric loss in autism. One study in which MRS was used reported that NAA
levels in the cerebellum were lower (Chuhani et al., 1999a). The results of
studies of the other structures in the posterior fossa usually report a similar
volumetric reduction.
Basal Ganglia and Thalamus
The last decade was marked by reports of
reductions in the quantity and volume of neurons in the basal ganglia, both in
imaging and autopsy studies (Sears et al., 1999); however, recent studies have
reported different results based on detailed investigation of different parts
of the basal ganglia. Increased caudate nucleus volume and findings that
suggest a relationship between this increase and stereotypical symptoms have
been reported (Sears et al., 1999). Although a difference in thalamic volume
has never been reported (Herbert et al., 2003), a recent study reported thalamic volume reduction in
high-functioning male autistic patients when it was corrected according to
total brain volume (Tsatsanis et al., 2003).
FUNCTIONAL
BRAIN IMAGING IN AUTISM
Observations of
brain metabolism at rest or during specific sensual, motor, and cognitive tasks
using new functional imaging techniques have provided new opportunities for
discoveries in the pathophysiology of autism. Nonetheless, the limitations of
structural brain imaging studies have continued incrementally in functional studies. Due to differences in study design, such as
imaging with different techniques during different tasks and the fact that
task-involving studies can only be conducted with adults and adolescents with
HFA and Asperger syndrome (AS), studies result in different findings and
hypotheses.
Functional Brain
Imaging at Rest
The fact that
EEG disturbances are frequently detected in autistic children has led to
magnetoencephalography (MEG) studies. Epileptiform activity was reported in 68%
of children with autism and PDD-NOS based on EEG, but this percentage increased
to 82% with simultaneous MEG, and increased activity was observed, especially
in the right frontal lobe (Lewine et al., 1999).
Contrary to
other functional brain imaging studies, in SPECT studies mostly low-functioning
autistic children have been investigated. The most important repeated finding
of independent research groups using high resolution SPECT is reduced blood
flow in the bilateral temporal lobes (Ohnishi et al., 2000; Gendry Meresse et al.,
2005). In the light of this finding, the hypothesis suggesting that a
functional disorder in the temporal lobe is the fundamental deficit in the
pathophysiology of autism has gathered support. The temporal lobe is thought to
be the fundamental center in the pathophysiology of autism, considering that it
contains the receptive speech region and hearing region, that it has numerous
connections with the fronto-parietal and limbic structures, and that autistic
symptoms are present in temporal lobe pathologies (Eigsti and Shapiro, 2003). A
Turkish SPECT study in which 18 autistic and 11 normal aged-matched control
children were compared reported reduced blood flow in the frontal,
fronto-temporal, temporal, and temporo-occipital regions in the autistic children
(Kaya et al., 2002).
In a SPECT
study with 5 low-functioning autistic children aged between 2 and 4 years,
regional blood flow in the frontal lobe was decreased, but when these children
were investigated again at 6-7 years of age there were no significant
differences compared to the control group. This result was interpreted as a
delay in the development of the frontal lobe, which is responsible for high
cognitive functions such as object constancy, executive functions, and theory
of mind functions (Zilbovicius et al., 1995). The findings of a SPECT study in
which 11 high- and 11 low-functioning autistic primary school children were
compared suggest that there were differences in the asymmetric values of blood
flow in the frontal and parietal regions of the brain between the 2 groups
(Erman, 1997). A study of 6 autistic children aged between 6 and 12 years
reported reduced blood flow in the bilateral medial temporal and prefrontal
regions prior to risperidone treatment, and an increase in blood flow in the
prefrontal region after the treatment (Ozdemir, 2004).
In PET studies
conducted with autistic individuals at rest, findings varied from no difference
in metabolism to those suggesting a reduction or an increase (Boddaert and
Zilbovicius, 2002). Nonetheless, similarly to results of SPECT studies, 2
studies conducted with high-functioning patients reported decreased metabolism
in both temporal lobes (Chungi et al., 1996; Zilbovicius et al., 2000).
Although no
single neurotransmitter (NT) system is thought to be responsible for the entire
pathology, mostly the serotonergic system in autistic patients was investigated
using PET. In normal individuals brain serotonin synthesis is expected to be
higher during childhood and to decline with age; however, in studies of
autistic individuals in different age groups, the findings suggest otherwise-that serotonin
synthesis is low during early childhood, increases with age, and at around age
15 years reaches a level 2 times that of the normal adult level (Chugani et al.,
1999). Furthermore, following a marked tryptophan administration in autistic
children, a PET study reported an increase in regional serotonin synthesis in
the dentate-thalamo-cortical network (Chugani et al., 1997). In the light of
these studies, researchers think that abnormalities in serotonin synthesis
during the prepartum and early postpartum periods destroy the thalamocortical
connections, thus creating a risk for autism (Chugani et al., 1999). Table II
displays the fundamental findings of functional brain imaging studies of at
rest individuals.
Functional
Brain Imaging During Activity
During the last decade the neural basis of
language and cognitive pathology in autism
has been investigated using functional PET and fMRI. These studies focused on
determining the regions that become more or less active by comparing regional
blood flow and activity alterations in autistic individuals and normal controls
while they fulfilled various pre-defined tasks. Functional brain imaging
studies during activity have mostly been conducted with individuals that have
HFA and AS due to the necessity of the accomplishment of assigned tasks. These
studies should be considered as preliminary exploratory studies because of the
small sample sizes and the variation in tasks and results.
Studies show
that face and object processing have different mechanisms in healthy
individuals, and that infants, from the very first moments of life, prefer to
look at faces or face-like shapes (Jemel et al., 2006). The results of PET and
fMRI studies conducted with healthy individuals show that face processing is
performed in the ventral visual cortex, fusiform gyrus (FG), upper temporal
sulcus (UTS), amygdala, and insula network. When encountered with familiar
faces the FG, and during object processing the lower temporal gyrus (LTG)
increase in activity (Haxby et al., 2002). fMRI studies of autistic individuals
show that during face processing the FG is less active and that the LTG is more
active; thus, autistic individuals process faces similarly to the way they
process objects (Shultz et al., 2000). Dalton et al. (2005) conducted a study
with HFA adolescents in which they determined what their eyes were focused on,
and for how long. Brain activity was measured during tasks like face-emotion pairing,
and distinguishing between familiar and unfamiliar faces. They reported that
the duration of eye focusing in autistic adolescents was shorter, and FG and
UTS activity was lower than in normal controls, and that contrary to controls,
looking at familiar faces did not increase FG activity in the autistic
adolescents. Another finding was that the duration of eye focusing in the
autistic group was in direct proportion to amygdala activity and was inversely
proportional to FG activity. The authors argued that in autistic individuals
eye-focusing and social stimuli might cause over-activation in the amygdala and
the reduction in FG activity might cause a mental blindness toward faces, eyes,
and social stimuli, counteracting this over-stimulated state.
PET studies
conducted with autistic individuals, in which auditory stimuli were given using
the human voice, more activity in the right posterior upper temporal gyrus and
less activity in the left posterior upper temporal gyrus, compared to normal
controls, was observed (Muller et al., 1999; Zilbovicius et. al., 2000). The
authors concluded that this reverse lateralization toward verbal auditory
stimuli might negatively affect the response to voices and language
development, and that this might support the hypotheses of temporal lobe
malfunction in autism (Zilbovicius et al., 2000).
Autism manifests
itself with clinical symptoms in many different areas; however, based on the
literature, deterioration in social abilities is considered the fundamental and
specific symptom (Eigisti and Shapiro, 2003). Ever since Baron-Cohen introduced
the theory of mind and suggested the hypothesis that the core symptoms in
autism stemmed from basic malfunctions in theory of mind, studies in this area
have increased. Theory of mind tasks, such as predicting emotions based on
photographs of eyes, guessing the emotions of a character in a story by reading
the story, and guessing how reliable people are by looking at photographs of
them, are commonly used in studies that investigate social cognition in autism.
These tasks stimulate the frontal and temporal cortical regions, sub-cortical
region, left amygdala, upper temporal gyrus (UTG), left hippocampal gyrus, both
insulae, and the left striatum in healthy individuals. The differences between
HFA patients and healthy controls during these tasks are that HFA patients have
less activity in the orbitofrontal and medial cortexes, and the amygdala, and
over-activity in the UTG (Baron-Cohen et al., 1997; Baron-Cohen et al., 1999).
Mimicking is one
of the primary methods of learning in early life. It is believed that there is
a strong connection between mimicking and social cognition (Dapretto et al.,
2006). With the idea that deterioration in mimicking ability might cause the
basic symptoms of autism, the mirror neuron system (MNS), which is active
during mimicking in both humans and animals, has become a target of
investigation. Mimicking in humans was investigated by many different research
groups. Findings of these studies suggest that there is an increase in the
activity of the posterior part of the lower frontal cortex and lower parietal
lobe while observing another person's behavior and guessing its purpose
(Iacoboni and Dapretto, 2006). While understanding someone else's emotions and
purposes the MNS is thought to be functional in relation to the limbic system.
In HFA children, while no activity in the MNS is reported during the task of
mimicking face expressions, an increase in activity in the visual cortex,
especially in the motor and premotor regions related to the face, and in the
amygdala, was observed. In conclusion, it was hypnotized that due to
insufficient MNS functioning, the autistic children tried to mimic faces
without attributing any emotional meaning to the faces (Dapretto et al., 2006).
CONCLUSION
It is well known that autism is a heterogeneous neuropsychiatric disorder that
results from the interaction of different environmental, biological, and
genetic factors. Many structural and functional brain-imaging studies have been
conducted to investigate its possible etiological elements, neuroanatomy, and
pathophysiology.
Numerous anatomical alterations have been
observed in structural brain imaging studies, indicating a pervasive disorder
in neuronal networks during early developmental stages (Bauman and Kemper,
2005). Many confounding variables may account for the differences in the
results of these studies: (a) Samples in the structural brain imaging studies
were small and heterogeneous; (b) variables such as sex, IQ, age, and
accompanying neurological disorders were not controlled for ;(c) the lack of
studies with large enough samples for normal brain volume for various age
groups; (d) total brain volume differences. It is important to note that the
reports of brain volumetric increase, decrease, or no change did not report on
the functioning of the regions in question. Considering the results of
functional imaging studies, it can be expected that future studies will focus
on the temporal lobe and amygdala in more homogenous patient groups. Moreover,
there is a need for follow-up imaging studies, rather than cross-sectional
studies.
In functional studies, while there were
differences in the level of activity of the temporal lobe and amygdala, which
function in social cognition and language, increased activity in the posterior
cortical regions was reported (Shultz et al., 2000). In language and social
cognition, autistic individuals seem unable to activate the required regions of
their brains and instead activate different regions to accomplish the same
tasks (Baron-Cohen et al., 1999). Although many different and conflicting
results cloud our understanding of the neurobiology of autism, it should be
remembered that functional imaging studies in autism are quite recent and experimental,
and that these differences in results have resulted in many new hypotheses.
Among the basic limitations of functional imaging studies are: The
disqualification of most autistic individuals due to their failure to complete
the assigned tasks; small samples due to this disqualification and also due to
samples composed of adolescent or adult high-functioning autistic individuals;
the lack of wide healthy sample data. The unknown natural changes in normal
brain development make it difficult to interpret the results of autism studies.
Brain imaging studies in the field of developmental psychology may shed light
on the neurobiology of autism, which is a developmental psychopathology. There
is also a need for follow-up functional brain imaging studies with a
developmental perspective and that begin early in life. Both in functional and
structural brain imaging studies, comparisons not only to normal controls, but
also to individuals with mental retardation, language disorders, and other
developmental psychopathologies, may reveal new opportunities for identify the
neurobiology of autism.
Although there are numerous hypotheses about the
pathophysiology of autism that are derived from a combination of clinical
observations and imaging studies, it remains too early to definitively know the
neurobiology of the disorder.